Securities and Exchange Surveillance Commission

Results: 44



#Item
21March 18, 2008 Financial Services Agency Securities and Exchange Surveillance Commission Our Answers to Your Questions about the Financial Instruments and Exchange Act

March 18, 2008 Financial Services Agency Securities and Exchange Surveillance Commission Our Answers to Your Questions about the Financial Instruments and Exchange Act

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2008-03-17 20:31:03
22Commission de Surveillance du Secteur Financier  WARNUNG Die Commission de Surveillance du Secteur Financier (CSSF) informiert die Öffentlichkeit über eine Warnung (siehe Anhang) herausgegeben von der

Commission de Surveillance du Secteur Financier WARNUNG Die Commission de Surveillance du Secteur Financier (CSSF) informiert die Öffentlichkeit über eine Warnung (siehe Anhang) herausgegeben von der

Add to Reading List

Source URL: www.cssf.lu

Language: English - Date: 2013-09-20 04:38:02
23Annual Report[removed] Kasumigaseki, Chiyoda-ku, Tokyo[removed], Japan Te l : +[removed]Fax : +[removed]Website : http://www.fsa.go.jp/sesc/english/index.htm

Annual Report[removed] Kasumigaseki, Chiyoda-ku, Tokyo[removed], Japan Te l : +[removed]Fax : +[removed]Website : http://www.fsa.go.jp/sesc/english/index.htm

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2006-12-25 19:54:01
24Annual Report[removed]Securities and Exchange Surveillance Commission JAPANESE GOVERNMENT

Annual Report[removed]Securities and Exchange Surveillance Commission JAPANESE GOVERNMENT

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2009-01-08 20:56:57
25II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud.

II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud.

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2013-02-12 03:15:57
26Conceptual Chart of Relationship among the Prime Minister, the Commissioner of the FSA, the SESC, and Directors General of Local Finance Bureaus Prime Minister Authority delegated

Conceptual Chart of Relationship among the Prime Minister, the Commissioner of the FSA, the SESC, and Directors General of Local Finance Bureaus Prime Minister Authority delegated

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2013-02-12 03:15:57
27The SESC’s Inspection Policy and Program for[removed]September 11, 2014 Tomohiro Matsushige Director, Inspection Division

The SESC’s Inspection Policy and Program for[removed]September 11, 2014 Tomohiro Matsushige Director, Inspection Division

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2014-09-22 03:43:05
28Organization The SESC is within the Financial Services Agency (FSA), which is based on Article 54 of the Act for Establishment of the Cabinet Office and Article 6 of the Act for Establishment of the Financial Services Ag

Organization The SESC is within the Financial Services Agency (FSA), which is based on Article 54 of the Act for Establishment of the Cabinet Office and Article 6 of the Act for Establishment of the Financial Services Ag

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2014-01-31 04:46:46
29History of the SESC 1991: Following a series of so-called securities and financial scandals in 1991, it was required that the securities administration should be transformed into an ex-post monitoring system based on non

History of the SESC 1991: Following a series of so-called securities and financial scandals in 1991, it was required that the securities administration should be transformed into an ex-post monitoring system based on non

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2013-02-12 03:15:57
30The SESC’s Inspection Policy and Program for[removed]June 26, 2013 Yasuhito Suzuki Director, Inspection Division

The SESC’s Inspection Policy and Program for[removed]June 26, 2013 Yasuhito Suzuki Director, Inspection Division

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2013-07-03 04:09:29